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Zihan Dong

COLM 2026ICLR 2026检索与知识对齐与偏好理论与学习动力学智能体与工具社会与人本
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0 一作 · 2 篇 · COLM 2026 / ICLR 2026

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2026 顶会论文

2
作者位次 #2/5COLM 2026Poster· Poster Session 2· Imperial Ballroom· #65

RIMS: Preference Optimization via Smoothed Multi-pair Aggregation for Small-Scale LLM Retrieval-Augmented Generation

Pei Tian · Zihan Dong · Tianci Liu · Linjun Zhang · Haoyu Wang

We propose a three-stage preference optimization framework for small-scale LLM retrieval-augmented generation.

摘要

Small-scale language models (SLMs) are attractive for retrieval-augmented generation (RAG) in resource-constrained settings, but their limited capacity makes them highly sensitive to noisy or spurious retrieved evidence. Existing preference-based methods such as RoseRAG select only the hardest single preference pair via hard argmin/argmax, discarding the remaining signal; others treat multiple pairs as independent binary comparisons, resulting in low data utilization. We propose RIMS, a three-stage preference optimization framework comprising (1) synthetic chain-of-thought preference data generation via rejection sampling using the target SLM itself without relying on proprietary models, (2) a differentiable soft aggregation mechanism that replaces hard selection with a smooth operator, preserving gradient signal from all preference pairs while retaining the discriminative structure of margin-aware selection, and (3) preference optimization with the smoothed objective applied to multiple alignment algorithms. We theoretically show that the smoothed approximation admits a controllable error bound and that smooth aggregation yields provably tighter gradient alignment to the oracle objective than hard selection. Experiments on four multi-hop question answering benchmarks show that our approach outperforms state-of-the-art baselines across multiple SLM backbones, achieving consistent gains in Exact Match and F1 under noisy retrieval conditions.

检索与知识对齐与偏好理论与学习动力学small-scale LLMretrieval-augmented generationpreference optimizationOpenReview

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