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Niklas Herbster

COLM 2026可解释性安全理论与学习动力学
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1 一作 · 1 篇 · COLM 2026

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2026 顶会论文

1
一作COLM 2026Poster· Poster Session 5· Imperial Ballroom· #5

Activation Steering for Aligned Open-ended Generation without Sacrificing Coherence

Niklas Herbster · Martin Zborowski · Alberto Tosato · Gauthier Gidel · Tommaso Tosato

We show that projection-aware activation steering at inference time can restore LLM alignment under malicious system prompts while preserving coherence and model capability across single and multi-turn conversations.

摘要

Alignment in LLMs is more brittle than commonly assumed: misalignment can be triggered by adversarial prompts, benign fine-tuning, emergent misalignment, and goal misgeneralization. Recent evidence suggests that misalignment is encoded as linear structure in activation space, making it tractable via steering, while safety alignment has been shown to govern the first few output tokens primarily, leaving subsequent generation unguarded. These findings motivate activation steering as a lightweight runtime defense that continuously corrects misaligned activations throughout generation. We evaluate three methods: Steer-With-Fixed-Coeff (SwFC), which applies uniform additive steering, and two novel projection-aware methods, Steer-to-Target-Projection (StTP) and Steer-to-Mirror-Projection (StMP), that use a logistic regression decision boundary to selectively intervene only on tokens whose activations fall below distributional thresholds. Using malicious system prompts as a controlled proxy for misalignment, we test across two threat models (dishonesty and dismissiveness) and two architectures (Llama-3.3-70B-Instruct, Qwen3-32B). All methods substantially recover target traits (honesty and compassion) while preserving coherence. StTP and StMP better maintain general capabilities (MMLU, MT-Bench, AlpacaEval) and produce less repetition in multi-turn conversations.

可解释性安全理论与学习动力学AI SafetyLLMactivation steeringrepresentation engineeringOpenReview

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